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The SEC’s enforcement programme on biotechnology’s communications with the investment community

Journal of Commercial Biotechnology This paper is part of the free Open Access archive of the Journal of Commercial Biotechnology

The SEC's enforcement programme on biotechnology's communications with the investment community

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ABSTRACT: The proliferation of biotechnology start-up companies has led to increased scrutiny by the regulators of the securities markets. The author, a former head of a field office of the United States Securities and Exchange Commission, examines the growing cooperation among regulatory agencies in the U...

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