The SEC's enforcement programme on biotechnology's communications with the investment community

Journal of Commercial Biotechnology
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The SEC’s enforcement programme on biotechnology’s communications with the investment community

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ABSTRACT: The proliferation of biotechnology start-up companies has led to increased scrutiny by the regulators of the securities markets. The author, a former head of a field office of the United States Securities and Exchange Commission, examines the growing cooperation among regulatory agencies in the U…

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